SFC Licences of CHENG Tai Pui 鄭棣培

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
YF Asset Management Limited 怡發資產管理有限公司 RO 5 12 February 2019
YF Futures Company Limited 怡發期貨有限公司 RO 2 12 February 2019
YF Asset Management Limited 怡發資產管理有限公司 RE 5 13 August 2018 12 February 2019
YF Futures Company Limited 怡發期貨有限公司 RE 2 13 August 2018 12 February 2019
YF Asset Management Limited 怡發資產管理有限公司 RO 9 03 April 2018
YF Asset Management Limited 怡發資產管理有限公司 RO 4 03 April 2018
YF Securities Company Limited 怡發證券有限公司 RO 1 03 April 2018
YF Asset Management Limited 怡發資產管理有限公司 RE 9 05 March 2018 03 April 2018
YF Asset Management Limited 怡發資產管理有限公司 RE 4 05 March 2018 03 April 2018
YF Securities Company Limited 怡發證券有限公司 RE 1 05 March 2018 03 April 2018
Matrix Securities Limited 矩陣證券有限公司 RO 1 07 July 2017 28 February 2018
Matrix Asset Management Limited 矩陣資產管理有限公司 RO 4 03 October 2016 28 February 2018
Matrix Asset Management Limited 矩陣資產管理有限公司 RO 9 14 September 2016 28 February 2018
Sinomax Securities Limited 佳富達證券有限公司 RO 9 19 August 2016 19 August 2016
Sinomax Securities Limited 佳富達證券有限公司 RO 4 19 August 2016 19 August 2016
Sinomax Securities Limited 佳富達證券有限公司 RO 1 19 August 2016 19 August 2016
Sinomax Securities Limited 佳富達證券有限公司 RE 1 25 November 2015 19 August 2016
Harmony Asset Management Limited 亨亞管理有限公司 RE 9 17 October 2014 21 September 2015
YF Asset Management Limited 怡發資產管理有限公司 RO 9 16 April 2013 15 April 2014
YF Futures Company Limited 怡發期貨有限公司 RE 2 16 April 2013 15 April 2014
YF Securities Company Limited 怡發證券有限公司 RE 1 16 April 2013 15 April 2014
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RO 9 15 May 2009 28 February 2013
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 9 05 March 2009 21 March 2013
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 1 05 March 2009 21 March 2013
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RE 2 05 March 2009 28 February 2013
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 9 05 March 2009 30 September 2011
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 1 05 March 2009 30 September 2011
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RE 9 05 March 2009 15 May 2009
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 9 23 September 2008 13 February 2009
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 1 23 September 2008 13 February 2009
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RE 2 31 January 2008 13 February 2009
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RO 9 12 July 2007 13 February 2009
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RO 2 12 July 2007 12 January 2008
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 9 01 April 2003 13 February 2009
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 1 01 April 2003 13 February 2009
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RE 9 01 April 2003 12 July 2007
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RE 2 01 April 2003 12 July 2007
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 6 01 April 2003 16 July 2003
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 4 01 April 2003 16 July 2003
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RE 5 01 April 2003 16 July 2003