SFC Licences of KAM Wing Shu, Stephen 甘永樹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 05 December 2017 | 20 July 2018 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 05 December 2017 | 20 July 2018 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 28 January 2004 | 16 August 2017 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 25 July 2003 | 16 August 2017 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 25 July 2003 | 16 August 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 5 | 01 April 2003 | 01 July 2003 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 01 July 2003 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 9 | 01 April 2003 | 01 July 2003 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 9 | 01 April 2003 | 01 July 2003 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 6 | 01 April 2003 | 01 July 2003 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 01 April 2003 | 01 July 2003 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 01 April 2003 | 01 July 2003 |