SFC Licences of PRICE Josephine
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Chepstow Capital Advisors Limited | RO | 9 | 20 October 2009 | 18 February 2013 |
| Chepstow Capital Advisors Limited | RO | 4 | 20 October 2009 | 18 February 2013 |
| Doric Capital Corporation 多利資本有限公司 | RE | 9 | 25 August 2008 | 22 January 2009 |
| Doric Capital Corporation 多利資本有限公司 | RE | 4 | 25 August 2008 | 22 January 2009 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 9 | 01 June 2008 | 07 July 2008 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 6 | 01 June 2008 | 07 July 2008 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 4 | 01 June 2008 | 07 July 2008 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RO | 4 | 01 April 2003 | 01 June 2008 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RO | 6 | 01 April 2003 | 01 June 2008 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RO | 9 | 01 April 2003 | 01 June 2008 |