SFC Licences of HIL Chi Yung 許志勇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 14 August 2017 28 September 2018
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 14 August 2017 28 September 2018
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 29 June 2017 28 September 2018
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RO 1 14 March 2017 14 August 2017
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RO 4 14 March 2017 16 July 2017
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 RO 1 14 March 2017 16 July 2017
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 14 March 2017 14 March 2017
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 14 March 2017 14 March 2017
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 RE 1 14 March 2017 14 March 2017
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 18 October 2011 28 February 2015
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 1 01 April 2003 18 October 2011
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 9 01 April 2003 08 January 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 6 01 April 2003 08 January 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 4 01 April 2003 08 January 2004