SFC Licences of CHAN Shek Wah 陳錫華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Futures Limited 英皇期貨有限公司 | RE | 5 | 20 May 2014 | 31 August 2019 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 20 May 2014 | 31 August 2019 |
Emperor Corporate Finance Limited 英皇企業融資有限公司 | RO | 6 | 16 November 2011 | 31 August 2019 |
Emperor Corporate Finance Limited 英皇企業融資有限公司 | RO | 1 | 16 November 2011 | 31 August 2019 |
Oshidori Securities Limited 威華達證券有限公司 | RO | 1 | 01 April 2003 | 01 June 2011 |
Oshidori Corporate Finance Limited 威華達融資有限公司 | RO | 6 | 01 April 2003 | 01 June 2011 |
Mason Investment Management Limited 茂宸投資管理有限公司 | RO | 9 | 01 April 2003 | 23 March 2010 |
Mason Investment Management Limited 茂宸投資管理有限公司 | RO | 4 | 01 April 2003 | 23 March 2010 |
Oshidori Securities Limited 威華達證券有限公司 | RO | 4 | 01 April 2003 | 29 December 2004 |
Oshidori Securities Limited 威華達證券有限公司 | RO | 6 | 01 April 2003 | 29 December 2004 |
Oshidori Securities Limited 威華達證券有限公司 | RO | 9 | 01 April 2003 | 29 December 2004 |