SFC Licences of CHAN Shek Wah 陳錫華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Futures Limited 英皇期貨有限公司 RE 5 20 May 2014 31 August 2019
Emperor Futures Limited 英皇期貨有限公司 RE 2 20 May 2014 31 August 2019
Emperor Corporate Finance Limited 英皇企業融資有限公司 RO 6 16 November 2011 31 August 2019
Emperor Corporate Finance Limited 英皇企業融資有限公司 RO 1 16 November 2011 31 August 2019
Oshidori Securities Limited 威華達證券有限公司 RO 1 01 April 2003 01 June 2011
Oshidori Corporate Finance Limited 威華達融資有限公司 RO 6 01 April 2003 01 June 2011
Mason Investment Management Limited 茂宸投資管理有限公司 RO 9 01 April 2003 23 March 2010
Mason Investment Management Limited 茂宸投資管理有限公司 RO 4 01 April 2003 23 March 2010
Oshidori Securities Limited 威華達證券有限公司 RO 4 01 April 2003 29 December 2004
Oshidori Securities Limited 威華達證券有限公司 RO 6 01 April 2003 29 December 2004
Oshidori Securities Limited 威華達證券有限公司 RO 9 01 April 2003 29 December 2004