SFC Licences of YAU Shu Cheung 游樹祥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司	RO	9	28 March 2023
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司	RO	4	28 March 2023
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司	RO	1	28 March 2023
Tianlong Securities Co., Limited 天龍證券股份有限公司	RO	9	04 June 2021	10 March 2023
Tianlong Securities Co., Limited 天龍證券股份有限公司	RO	4	04 June 2021	10 March 2023
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司	RO	9	02 July 2020	16 April 2021
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司	RO	4	02 July 2020	16 April 2021
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司	RO	1	02 July 2020	16 April 2021
Sinostar Securities Limited 華星證券有限公司	RO	1	07 July 2017	08 February 2020
Sinostar Asset Management Limited 華星資產管理有限公司	RO	9	07 February 2017	08 February 2020
Sinostar Asset Management Limited 華星資產管理有限公司	RO	4	07 February 2017	08 February 2020
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	02 April 2015	20 December 2016
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	02 April 2015	20 December 2016
KGI Asset Management Limited 凱基資產管理有限公司	RO	1	31 May 2013	20 December 2016
KGI Asset Management Limited 凱基資產管理有限公司	RO	9	01 April 2003	20 December 2016
KGI Asset Management Limited 凱基資產管理有限公司	RO	4	01 April 2003	20 December 2016
KGI Asset Management Limited 凱基資產管理有限公司	RO	6	01 April 2003	22 November 2016
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司	RO	6	01 April 2003	29 November 2013
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司	RO	4	01 April 2003	29 November 2013