SFC Licences of LI Tak Wa 李德華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ASA Securities Limited 富國證券有限公司 RE 2 03 February 2016 03 August 2016
ASA Securities Limited 富國證券有限公司 RE 1 03 February 2016 03 August 2016
Kaiser Futures Limited 嘉信期貨有限公司 RE 2 12 March 2004 30 November 2012
Kaiser Securities Limited 嘉信証券有限公司 RE 1 12 March 2004 30 November 2012
Sino Capital Securities Limited 國順證券有限公司 RE 1 01 April 2003 02 March 2004
Well Link International Securities Limited 立橋國際證券有限公司 RE 2 01 April 2003 02 March 2004
Well Link International Securities Limited 立橋國際證券有限公司 RE 9 01 April 2003 01 March 2004
Well Link International Securities Limited 立橋國際證券有限公司 RE 7 01 April 2003 01 March 2004
Well Link International Securities Limited 立橋國際證券有限公司 RE 5 01 April 2003 01 March 2004
Sino Capital Securities Limited 國順證券有限公司 RE 9 01 April 2003 01 March 2004
Sino Capital Securities Limited 國順證券有限公司 RE 7 01 April 2003 01 March 2004
Sino Capital Securities Limited 國順證券有限公司 RE 6 01 April 2003 01 March 2004
Sino Capital Securities Limited 國順證券有限公司 RE 4 01 April 2003 01 March 2004