SFC Licences of KWOK Chi Lung 郭智瀧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司	RE	2	11 June 2008
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	11 June 2008
CES International Commodities (HK) Limited	RE	2	15 March 2007	31 May 2008
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	15 March 2007	31 May 2008
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司	RE	1	15 March 2007	31 May 2008
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	15 March 2007	31 May 2008
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司	RE	2	03 March 2006	01 March 2007
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司	RE	1	03 March 2006	01 March 2007
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	01 April 2003	02 March 2006
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司	RE	1	01 April 2003	02 March 2006
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	01 April 2003	02 March 2006
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	6	01 April 2003	19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	9	01 April 2003	19 January 2004
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	9	01 April 2003	19 January 2004
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	5	01 April 2003	19 January 2004
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司	RE	9	01 April 2003	19 January 2004
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司	RE	6	01 April 2003	19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	01 April 2003	19 January 2004
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司	RE	4	01 April 2003	19 January 2004
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司	RE	7	01 April 2003	19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	7	01 April 2003	07 July 2003