SFC Licences of LAM Wai Hon 林懷漢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quam Capital Limited 華富建業企業融資有限公司 RO 6 18 May 2023
Quam Capital Limited 華富建業企業融資有限公司 RO 1 18 May 2023
Quam Capital Limited 華富建業企業融資有限公司 RE 6 03 March 2023 18 May 2023
Quam Capital Limited 華富建業企業融資有限公司 RE 1 03 March 2023 18 May 2023
Quam Securities Limited 華富建業證券有限公司 RE 4 03 March 2023
Quam Securities Limited 華富建業證券有限公司 RE 1 03 March 2023
Optima Capital Limited 創越融資有限公司 RO 6 11 October 2022 11 January 2023
Optima Capital Limited 創越融資有限公司 RE 4 11 October 2022 11 January 2023
Optima Capital Limited 創越融資有限公司 RE 1 11 October 2022 11 January 2023
Yue Xiu Capital Limited 越秀融資有限公司 RO 6 05 March 2020 22 March 2022
Yue Xiu Asset Management Limited 越秀資產管理有限公司 RE 9 26 November 2019 22 March 2022
Yue Xiu Asset Management Limited 越秀資產管理有限公司 RE 4 26 November 2019 22 March 2022
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 4 26 November 2019 22 March 2022
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 1 26 November 2019 22 March 2022
Yue Xiu Capital Limited 越秀融資有限公司 RE 6 26 November 2019 05 March 2020
Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 RO 9 21 November 2018 31 October 2019
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RO 4 21 November 2018 31 October 2019
Luk Fook Capital (HK) Limited 六福資本(香港)有限公司 RO 1 27 June 2018 31 October 2019
Luk Fook Capital (HK) Limited 六福資本(香港)有限公司 RO 6 08 January 2018 31 October 2019
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RO 1 08 January 2018 02 July 2018
Luk Fook Capital (HK) Limited 六福資本(香港)有限公司 RE 6 08 November 2017 08 January 2018
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 1 08 November 2017 08 January 2018
Templewater Hong Kong Limited 善水資本香港有限公司 RO 6 01 April 2003 31 October 2017
Templewater Hong Kong Limited 善水資本香港有限公司 RO 1 01 April 2003 31 October 2017
Templewater Hong Kong Limited 善水資本香港有限公司 RO 4 01 April 2003 31 October 2017
Templewater Hong Kong Limited 善水資本香港有限公司 RO 9 01 April 2003 31 October 2017