SFC Licences of LUNG Man Han Alice 龍敏嫻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Asia Securities Limited RE 1 30 September 2020
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 03 October 2016
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 26 April 2011 30 November 2012
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 05 March 2007 14 March 2011
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 01 April 2003 25 January 2007
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 4 01 April 2003 23 March 2005
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 4 01 April 2003 04 February 2005
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 9 01 April 2003 04 February 2005
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 6 01 April 2003 04 February 2005
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 1 01 April 2003 04 February 2005
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 6 01 April 2003 24 September 2004
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 9 01 April 2003 24 September 2004