SFC Licences of LO Bik Chan 勞碧珍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Central Wealth Futures Limited 中達期貨有限公司 | RE | 2 | 08 August 2017 | 08 January 2020 |
Central Wealth Securities Investment Limited 中達證券投資有限公司 | RE | 1 | 08 August 2017 | 08 January 2020 |
CMBC International Futures Company Limited 民銀國際期貨有限公司 | RE | 2 | 22 September 2011 | 01 June 2017 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 22 September 2011 | 01 June 2017 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 06 October 2005 | 01 March 2011 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 4 | 01 April 2003 | 01 March 2011 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 01 April 2003 | 01 March 2011 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 6 | 01 April 2003 | 20 October 2004 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 9 | 01 April 2003 | 20 October 2004 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 7 | 01 April 2003 | 08 January 2004 |