SFC Licences of CHOW Ka Man 周家文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
ZH Securities Limited 中昊証券有限公司	RO	2	16 February 2024
ZH Securities Limited 中昊証券有限公司	RO	9	03 March 2023
ZH Securities Limited 中昊証券有限公司	RO	4	03 March 2023
ZH Securities Limited 中昊証券有限公司	RO	1	03 March 2023
Zhongpu International Futures Co., Limited 中浦國際期貨有限公司	RO	2	07 February 2022	07 September 2022
Zhongpu International Futures Co., Limited 中浦國際期貨有限公司	RO	1	07 February 2022	07 September 2022
Zhongpu International Futures Co., Limited 中浦國際期貨有限公司	RE	2	07 January 2022	07 February 2022
Zhongpu International Futures Co., Limited 中浦國際期貨有限公司	RE	1	07 January 2022	07 February 2022
Leo Asset Management Limited 麗奧資產管理有限公司	RO	9	16 November 2021	03 January 2022
Leo Asset Management Limited 麗奧資產管理有限公司	RO	4	16 November 2021	03 January 2022
Yuen Meta (International) Securities Limited 元宇宙(國際)證券有限公司	RO	1	16 November 2021	03 January 2022
Hongkong Rich & Fortune Securities Co., Limited 香港匯鑫富證券有限公司	RE	4	05 May 2021	30 June 2021
Hongkong Rich & Fortune Securities Co., Limited 香港匯鑫富證券有限公司	RE	1	05 May 2021	30 June 2021
ACU Securities Limited	RO	4	28 January 2021	21 March 2021
ACU Securities Limited	RO	1	28 January 2021	21 March 2021
ACU Asset Management Limited	RO	9	28 January 2021	19 March 2021
ACU Asset Management Limited	RE	9	20 November 2020	28 January 2021
ACU Securities Limited	RE	4	20 November 2020	28 January 2021
ACU Securities Limited	RE	1	20 November 2020	28 January 2021
Major Asset Management Limited 美捷資產管理有限公司	RO	9	16 July 2020	29 October 2020
Major Asset Management Limited 美捷資產管理有限公司	RO	4	16 July 2020	29 October 2020
Major Asset Management Limited 美捷資產管理有限公司	RO	1	16 July 2020	29 October 2020
Major Asset Management Limited 美捷資產管理有限公司	RE	9	02 June 2020	16 July 2020
Major Asset Management Limited 美捷資產管理有限公司	RE	4	02 June 2020	16 July 2020
Major Asset Management Limited 美捷資產管理有限公司	RE	1	02 June 2020	16 July 2020
CF Asset Management Limited 長复資產管理有限公司	RO	9	31 March 2020	30 April 2020
CF Asset Management Limited 長复資產管理有限公司	RO	4	31 March 2020	30 April 2020
CF Securities Limited 長复證券有限公司	RO	1	31 March 2020	30 April 2020
CF Asset Management Limited 長复資產管理有限公司	RE	9	25 March 2020	31 March 2020
CF Asset Management Limited 長复資產管理有限公司	RE	4	25 March 2020	31 March 2020
CF Securities Limited 長复證券有限公司	RE	1	25 March 2020	31 March 2020
Goldlink Capital (Corporate Finance) Limited 金聯資本(企業融資)有限公司	RE	6	13 February 2019	29 January 2020
Goldlink Asset Management (Asia) Limited 金聯資產管理(亞洲)有限公司	RO	9	13 March 2017	29 January 2020
Goldlink Asset Management (Asia) Limited 金聯資產管理(亞洲)有限公司	RO	4	13 March 2017	29 January 2020
Goldlink Securities Limited 金聯證券有限公司	RO	1	01 November 2016	29 January 2020
Goldlink Securities Limited 金聯證券有限公司	RE	1	25 August 2016	01 November 2016
Cornerstone Securities Limited 基石證券有限公司	RO	1	13 June 2016	23 August 2016
TFI Securities and Futures Limited 天風國際證券與期貨有限公司	RO	2	22 December 2014	30 June 2015
TFI Securities and Futures Limited 天風國際證券與期貨有限公司	RO	1	22 December 2014	30 June 2015
Tianda Asset Management Limited 天大資產管理有限公司	RE	9	22 July 2014	20 December 2014
Tianda Securities Limited 天大証券有限公司	RO	2	27 January 2014	20 December 2014
Tianda Securities Limited 天大証券有限公司	RO	1	27 January 2014	20 December 2014
Tianda Securities Limited 天大証券有限公司	RE	2	02 January 2014	27 January 2014
Tianda Securities Limited 天大証券有限公司	RE	1	02 January 2014	27 January 2014
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司	RO	1	04 October 2012	30 June 2013
Magic Compass Securities Limited 摩石證券有限公司	RO	1	12 October 2011	01 September 2012
Beijing Securities Limited 北京證券有限公司	RO	2	14 March 2011	01 June 2011
Beijing Securities Limited 北京證券有限公司	RO	1	22 October 2010	01 June 2011
Beijing Securities Limited 北京證券有限公司	RE	1	04 October 2010	22 October 2010
Future Growth Financial Services Limited 聚合金融服務有限公司	RO	2	08 April 2010	01 October 2010
Future Growth Financial Services Limited 聚合金融服務有限公司	RO	1	08 April 2010	01 October 2010
Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司	RO	2	19 September 2008	25 August 2009
Cheong Lee Securities Limited 昌利證券有限公司	RO	4	25 August 2007	07 April 2008
Cheong Lee Securities Limited 昌利證券有限公司	RO	1	07 August 2007	07 April 2008
Open Securities Limited 開盤證券有限公司	RO	1	21 March 2007	24 July 2007
New Trend Futures Limited 創新期貨有限公司	RE	2	21 March 2007	21 March 2007
New Trend Futures Limited 創新期貨有限公司	RO	2	21 August 2006	16 January 2007
New Trend Futures Limited 創新期貨有限公司	RE	2	18 July 2006	21 August 2006
Okachi (Hong Kong) Company Limited 岡地香港有限公司	RE	2	04 October 2005	26 June 2006
Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司	RE	1	04 October 2005	26 June 2006
Get Nice Futures Company Limited 結好期貨有限公司	RE	5	11 November 2004	28 September 2005
Get Nice Futures Company Limited 結好期貨有限公司	RE	2	11 November 2004	28 September 2005
Get Nice Securities Limited 結好證券有限公司	RE	4	11 November 2004	28 September 2005
Get Nice Securities Limited 結好證券有限公司	RE	1	11 November 2004	28 September 2005