SFC Licences of LI Kin Ho 李健豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 28 July 2006 | 14 October 2008 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 04 July 2006 | 14 October 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 01 April 2003 | 23 May 2006 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 01 April 2003 | 22 August 2003 |