SFC Licences of CHOW King Ling 鄒景玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 26 February 2021 12 July 2022
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 05 February 2021 12 July 2022
Jinghui Capital Limited 景匯資本有限公司 RO 1 15 October 2020 27 January 2021
Jinghui Capital Limited 景匯資本有限公司 RE 1 03 August 2020 15 October 2020
HongDa Securities Limited 弘達金控證券有限公司 RO 1 07 January 2019 26 March 2020
Ping An Securities Limited 平安證券有限公司 RE 1 16 July 2018 18 July 2018
CMB International Global Markets Limited 招銀國際環球市場有限公司 RO 1 14 June 2016 18 May 2018
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 14 June 2016 18 May 2018
CMB International Securities Limited 招銀國際證券有限公司 RO 1 22 October 2014 18 May 2018
CMB International Securities Limited 招銀國際證券有限公司 RE 1 11 September 2014 22 October 2014
ICBC International Securities Limited 工銀國際證券有限公司 RE 2 02 January 2014 15 July 2014
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 23 April 2010 15 July 2014
ICBC International Securities Limited 工銀國際證券有限公司 RO 1 14 November 2008 15 July 2014
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RO 1 19 September 2007 20 August 2008
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 01 April 2003 19 September 2007
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 4 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 6 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 9 01 April 2003 09 January 2004