SFC Licences of USHIYAMA Masaharu 牛山政治
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Asset Management Group Limited 資產管理集團有限公司 | RE | 9 | 14 March 2017 | 25 September 2019 |
| Asset Management Group Limited 資產管理集團有限公司 | RE | 1 | 14 March 2017 | 25 September 2019 |
| Kaiser Securities Limited 嘉信証券有限公司 | RE | 1 | 16 May 2016 | 17 January 2017 |
| Simpson Financial Limited | RE | 9 | 08 April 2013 | 18 December 2015 |
| Simpson Financial Limited | RE | 4 | 08 April 2013 | 18 December 2015 |
| HFS Asset Management Limited | RE | 9 | 08 May 2009 | 01 May 2010 |
| HFS Asset Management Limited | RE | 4 | 09 April 2009 | 01 May 2010 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 | RE | 1 | 26 September 2006 | 01 April 2009 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 | RE | 4 | 08 August 2006 | 01 April 2009 |
| orientiert XYZ Securities Limited | RE | 4 | 03 April 2006 | 14 July 2006 |
| Wisdom Wealth Management Limited 竑智理財策劃有限公司 | RE | 4 | 27 August 2004 | 16 March 2006 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 01 April 2003 | 10 September 2003 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 01 April 2003 | 10 September 2003 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 April 2003 | 10 September 2003 |