SFC Licences of AU-YEUNG Kam Kay 歐陽錦基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Credit Frontier Hong Kong Limited	RO	9	11 May 2023
Credit Frontier Hong Kong Limited	RO	4	11 May 2023
YONXI Securities Limited 雍熙證券有限公司	RO	4	27 January 2021	27 April 2022
YONXI Securities Limited 雍熙證券有限公司	RO	1	27 January 2021	27 April 2022
YONXI International Finance Holdings Limited 雍熙國際金融控股有限公司	RO	9	06 December 2018	31 January 2022
Arta Asset Management Limited 裕承資產管理有限公司	RO	9	03 July 2013	18 May 2018
Arta Asset Management Limited 裕承資產管理有限公司	RO	4	03 July 2013	18 May 2018
Arta Asset Management Limited 裕承資產管理有限公司	RO	1	03 July 2013	18 May 2018
Oshidori Securities Limited 威華達證券有限公司	RO	1	31 January 2011	30 April 2013
Mason Investment Management Limited 茂宸投資管理有限公司	RO	9	12 August 2010	30 April 2013
Mason Investment Management Limited 茂宸投資管理有限公司	RO	4	12 August 2010	30 April 2013
Mason Investment Management Limited 茂宸投資管理有限公司	RE	9	12 July 2010	12 August 2010
Mason Investment Management Limited 茂宸投資管理有限公司	RE	4	12 July 2010	12 August 2010
Arta Asset Management Limited 裕承資產管理有限公司	RO	9	10 July 2008	03 June 2010
Arta Asset Management Limited 裕承資產管理有限公司	RO	4	10 July 2008	03 June 2010
Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司	RO	9	03 April 2007	05 September 2007
Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司	RO	4	03 April 2007	05 September 2007
Wanthorpe Asset Management Limited 第一宏豐資產管理有限公司	RO	9	02 March 2005	01 January 2006
Absolute Investment Management (HK) Limited 寶橋投資管理有限公司	RO	4	01 April 2003	01 March 2004
Absolute Investment Management (HK) Limited 寶橋投資管理有限公司	RO	9	01 April 2003	01 March 2004