SFC Licences of CHAN Chi Yin 陳志賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sanston Financial Group Limited | RE | 1 | 11 April 2012 | 09 April 2014 |
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 05 October 2007 | 31 December 2011 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 16 August 2007 | 31 December 2011 |
Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 15 December 2004 | 01 August 2007 |
Kaiser Futures Limited 嘉信期貨有限公司 | RE | 2 | 30 August 2004 | 09 December 2004 |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 1 | 30 August 2004 | 09 December 2004 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 20 February 2004 | 12 August 2004 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 20 February 2004 | 12 August 2004 |
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 29 January 2004 | 18 February 2004 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 29 January 2004 | 18 February 2004 |
Interchina Securities Limited 國中證券有限公司 | RE | 1 | 01 April 2003 | 27 January 2004 |
Interchina Futures Limited 國中期貨有限公司 | RE | 2 | 01 April 2003 | 27 January 2004 |
Interchina Securities Limited 國中證券有限公司 | RE | 4 | 01 April 2003 | 14 January 2004 |
Interchina Futures Limited 國中期貨有限公司 | RE | 9 | 01 April 2003 | 14 January 2004 |
Interchina Futures Limited 國中期貨有限公司 | RE | 5 | 01 April 2003 | 14 January 2004 |
Interchina Securities Limited 國中證券有限公司 | RE | 9 | 01 April 2003 | 14 January 2004 |
Interchina Securities Limited 國中證券有限公司 | RE | 6 | 01 April 2003 | 14 January 2004 |