SFC Licences of TAM CHEUNG Fung Yi, Viola 譚張鳳儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 9 22 October 2008 28 February 2009
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 4 26 August 2008 28 February 2009
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 1 26 August 2008 28 February 2009
Bright Fund Management Limited 光明投資管理有限公司 RE 1 20 July 2005 30 July 2008
Bright Fund Management Limited 光明投資管理有限公司 RE 9 30 June 2005 30 July 2008
Bright Fund Management Limited 光明投資管理有限公司 RE 4 30 June 2005 30 July 2008
SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 RE 9 02 August 2004 27 June 2005
SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 RE 4 02 August 2004 27 June 2005
Charles Schmitt & Associates Limited RE 9 01 April 2004 22 July 2004
Charles Schmitt & Associates Limited RE 4 01 April 2004 22 July 2004
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RE 6 01 April 2003 20 February 2004
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RE 4 01 April 2003 20 February 2004
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RE 1 01 April 2003 20 February 2004
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RE 9 01 April 2003 20 February 2004