SFC Licences of CHIANG Kwong Chu 蔣廣珠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mouette Securities Company Limited 海盈證券有限公司 RE 9 20 January 2023
Mouette Securities Company Limited 海盈證券有限公司 RE 1 20 January 2023
Tianda Securities Limited 天大証券有限公司 RE 1 12 May 2021 13 December 2021
Nerico Brothers Limited RE 1 25 July 2017 30 March 2020
Nerico Brothers Limited RE 1 07 July 2009 10 June 2016
Delta Asia Securities Limited 滙業證券有限公司 RE 1 25 September 2008 23 June 2009
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 10 March 2004 29 August 2008
Perfect Asset Management Limited 霸域資產管理有限公司 RE 4 01 April 2003 17 November 2003