SFC Licences of CHIANG Kwong Chu 蔣廣珠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mouette Securities Company Limited 海盈證券有限公司 | RE | 9 | 20 January 2023 | |
Mouette Securities Company Limited 海盈證券有限公司 | RE | 1 | 20 January 2023 | |
Tianda Securities Limited 天大証券有限公司 | RE | 1 | 12 May 2021 | 13 December 2021 |
Nerico Brothers Limited | RE | 1 | 25 July 2017 | 30 March 2020 |
Nerico Brothers Limited | RE | 1 | 07 July 2009 | 10 June 2016 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 25 September 2008 | 23 June 2009 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 10 March 2004 | 29 August 2008 |
Perfect Asset Management Limited 霸域資產管理有限公司 | RE | 4 | 01 April 2003 | 17 November 2003 |