SFC Licences of YU Wai Kwan 余慧群
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 06 December 2011 | 07 December 2012 |
| Merrill Lynch Far East Limited | RE | 2 | 19 November 2010 | 07 December 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 24 June 2010 | 07 December 2012 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 24 June 2010 | 19 November 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 25 July 2007 | 25 January 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 July 2007 | 25 January 2010 |