SFC Licences of SQUIRE James St. John

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Overlook Investments Limited RO 9 01 June 2017
Overlook Investments Limited RE 9 24 July 2007 01 June 2017
Overlook Investments Limited RE 5 24 July 2007 31 December 2009
Overlook Investments Limited RE 4 24 July 2007 31 December 2009
Ballingal Investment Advisors Limited RO 9 23 September 2004 30 June 2007
Ballingal Investment Advisors Limited RO 5 23 September 2004 30 June 2007
Ballingal Investment Advisors Limited RO 4 23 September 2004 30 June 2007
Ballingal Investment Advisors Limited RE 9 06 September 2004 23 September 2004
Ballingal Investment Advisors Limited RE 5 06 September 2004 23 September 2004
Ballingal Investment Advisors Limited RE 4 06 September 2004 23 September 2004
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 9 01 April 2003 31 August 2004
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 4 01 April 2003 31 August 2004
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 5 01 April 2003 31 August 2004
Biz Corp Limited RE 6 01 April 2003 16 August 2003
Biz Corp Limited RE 4 01 April 2003 16 August 2003
Biz Corp Limited RE 9 01 April 2003 16 August 2003
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 6 01 April 2003 16 August 2003