SFC Licences of SQUIRE James St. John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Overlook Investments Limited | RO | 9 | 01 June 2017 | |
Overlook Investments Limited | RE | 9 | 24 July 2007 | 01 June 2017 |
Overlook Investments Limited | RE | 5 | 24 July 2007 | 31 December 2009 |
Overlook Investments Limited | RE | 4 | 24 July 2007 | 31 December 2009 |
Ballingal Investment Advisors Limited | RO | 9 | 23 September 2004 | 30 June 2007 |
Ballingal Investment Advisors Limited | RO | 5 | 23 September 2004 | 30 June 2007 |
Ballingal Investment Advisors Limited | RO | 4 | 23 September 2004 | 30 June 2007 |
Ballingal Investment Advisors Limited | RE | 9 | 06 September 2004 | 23 September 2004 |
Ballingal Investment Advisors Limited | RE | 5 | 06 September 2004 | 23 September 2004 |
Ballingal Investment Advisors Limited | RE | 4 | 06 September 2004 | 23 September 2004 |
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 9 | 01 April 2003 | 31 August 2004 |
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 4 | 01 April 2003 | 31 August 2004 |
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 5 | 01 April 2003 | 31 August 2004 |
Biz Corp Limited | RE | 6 | 01 April 2003 | 16 August 2003 |
Biz Corp Limited | RE | 4 | 01 April 2003 | 16 August 2003 |
Biz Corp Limited | RE | 9 | 01 April 2003 | 16 August 2003 |
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 6 | 01 April 2003 | 16 August 2003 |