SFC Licences of CHAN Kent W B
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 17 January 2012 | 23 June 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 30 August 2010 | 02 August 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 13 October 2008 | 03 June 2010 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 01 June 2007 | 29 September 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 05 October 2005 | 19 March 2007 |