SFC Licences of CHENG Chi Wah 鄭志華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Grey Investment Limited 高易投資有限公司 RE 9 05 July 2018
CCB International Securities Limited 建銀國際證券有限公司 RE 4 01 December 2014 24 February 2018
CCB International Securities Limited 建銀國際證券有限公司 RE 1 01 December 2014 24 February 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 04 February 2014 12 November 2014
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 10 June 2013 26 January 2014
Grey Investment Limited 高易投資有限公司 RE 9 15 November 2012 31 May 2013
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 08 October 2009 18 June 2012
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 1 14 January 2008 01 April 2009
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 01 April 2003 28 December 2007
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 4 01 April 2003 23 March 2005
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 6 01 April 2003 04 February 2005
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 9 01 April 2003 04 February 2005
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 4 01 April 2003 04 February 2005
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 1 01 April 2003 04 February 2005
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 6 01 April 2003 24 September 2004
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 9 01 April 2003 24 September 2004