SFC Licences of LAU Yin Mei, Carmela 劉燕薇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hung Sing Securities Limited 鴻昇證券有限公司
RE 1 25 November 2014 20 November 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 17 July 2006 01 April 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 17 July 2006 01 April 2014
Hung Sing Securities Limited 鴻昇證券有限公司
RE 1 05 December 2005 23 June 2006
Hung Sing Futures Limited 鴻昇期貨有限公司
RE 2 05 December 2005 23 June 2006
CITIC Frontier China Research Limited 中信投資研究有限公司
RE 1 26 January 2005 03 October 2005
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司
RE 2 30 January 2004 03 October 2005
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
RE 1 30 January 2004 26 January 2005
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1, 4, 6, 9 01 April 2003 30 January 2004
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 2, 5, 9 01 April 2003 30 January 2004