Current licenceholders of ADI115 Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholder | Role | Licences | Start date |
---|---|---|---|
KAO Yu Lap, Alan 高豫立 | RE | 2 (Dealing in Futures Contracts) | 2021-01-15 |
FU Xiaoqing 傅曉青 | RE | 2 (Dealing in Futures Contracts) | 2021-01-15 |
CHENG Siu Wa 鄭少華 | RE | 2 (Dealing in Futures Contracts) | 2021-01-11 |
LAW Ka Wing 羅嘉榮 | RE | 2 (Dealing in Futures Contracts) | 2020-12-24 |
SIT Yiu Cho, Jeffrey 薛耀祖 | RO | 2 (Dealing in Futures Contracts) | 2020-12-23 |
KWOK Lap Wa 郭立華 | RE | 2 (Dealing in Futures Contracts) | 2020-12-17 |
TSUI Hok Man, Simon 崔學民 | RE | 5 (Advising on Futures Contracts) | 2020-12-16 |
SUEN Ka Kit 孫家傑 | RE | 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) | 2020-12-16 |
WONG Lok Man, Arnold 黃諾文 | RE | 5 (Advising on Futures Contracts) | 2020-11-23 |
WU Shuk Ming 胡淑明 | RE | 5 (Advising on Futures Contracts) | 2020-11-23 |
LI Jiageng 李加庚 | RE | 2 (Dealing in Futures Contracts) | 2020-11-23 |
MA Chao 馬超 | RE | 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) | 2020-11-20 |
LEUNG Chun Pui 梁俊培 | RE | 2 (Dealing in Futures Contracts) | 2020-11-05 |
WONG Lok Man, Arnold 黃諾文 | RE | 2 (Dealing in Futures Contracts) | 2020-10-30 |
WU Shuk Ming 胡淑明 | RE | 2 (Dealing in Futures Contracts) | 2020-10-27 |
CHAN Kelly 陳家禮 | RE | 2 (Dealing in Futures Contracts) | 2020-10-14 |
HO Wai Ping, Regina 何偉冰 | RE | 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) | 2020-10-13 |
IP Kun Ming 葉貫明 | RE | 2 (Dealing in Futures Contracts) | 2020-09-10 |
LI Yucan 李毓璨 | RE | 2 (Dealing in Futures Contracts) | 2020-09-03 |
HUNG Ming Xi, Rainky 洪銘鍶 | RE | 5 (Advising on Futures Contracts) | 2020-08-21 |
LEUNG Alexander 梁皓鈞 | RE | 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) | 2020-08-12 |
HUNG Ming Xi, Rainky 洪銘鍶 | RE | 2 (Dealing in Futures Contracts) | 2020-08-04 |
RAY Hung Pang 黎孔鵬 | RE | 2 (Dealing in Futures Contracts) | 2020-07-06 |
WANG Jinyue 王津粵 | RE | 2 (Dealing in Futures Contracts) | 2020-06-08 |
CHOW Chun Yin 周晉賢 | RE | 2 (Dealing in Futures Contracts) | 2020-05-27 |
XIE Ting 謝挺 | RE | 5 (Advising on Futures Contracts) | 2020-05-21 |
CHAN Kai Yin 陳佳燕 | RE | 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) | 2020-05-07 |
SUN Tianhao 孫天昊 | RE | 2 (Dealing in Futures Contracts) | 2020-05-04 |
XIE Ting 謝挺 | RE | 2 (Dealing in Futures Contracts) | 2020-04-27 |
HO Yui Kwong, Kenny 何銳光 | RO | 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) | 2020-04-06 |
LIN Ping 林蘋 | RE | 5 (Advising on Futures Contracts) | 2020-04-06 |
LIN Ping 林蘋 | RE | 2 (Dealing in Futures Contracts) | 2020-03-09 |
YANG Xiaoqing 楊晓青 | RE | 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) | 2020-03-04 |
LEUNG Yuen Mai, Amy 梁婉媚 | RE | 5 (Advising on Futures Contracts) | 2020-02-24 |
LAU Ka Po, Jasmine 劉嘉寳 | RE | 2 (Dealing in Futures Contracts) | 2020-02-24 |
TAM Tommy Yuk-tong 譚毓棠 | RE | 2 (Dealing in Futures Contracts) | 2020-02-21 |
LEUNG Yuen Mai, Amy 梁婉媚 | RE | 2 (Dealing in Futures Contracts) | 2020-02-12 |
CHEN Sida 陳斯达 | RE | 5 (Advising on Futures Contracts) | 2020-01-24 |
CHEN Sida 陳斯达 | RE | 2 (Dealing in Futures Contracts) | 2020-01-08 |
YUNG Yuet Man, Susan 容月敏 | RE | 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) | 2020-01-08 |
ZHAO Wei 趙薇 | RE | 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) | 2019-12-30 |
HUANG Yiyun 黃弋芸 | RE | 2 (Dealing in Futures Contracts) | 2019-12-10 |
CHEUNG Chi Hang 張智恒 | RE | 5 (Advising on Futures Contracts) | 2019-12-09 |
LEE Chun 李駿 | RE | 5 (Advising on Futures Contracts) | 2019-12-02 |
CHEUNG Chi Hang 張智恒 | RE | 2 (Dealing in Futures Contracts) | 2019-11-21 |
WU Di 吳狄 | RE | 5 (Advising on Futures Contracts) | 2019-11-04 |
TSANG Sui Cheung 曾瑞祥 | RE | 5 (Advising on Futures Contracts) | 2019-10-30 |
LEE Chun 李駿 | RE | 2 (Dealing in Futures Contracts) | 2019-10-29 |
MAN Kon Kuen, Martin 文幹權 | RE | 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) | 2019-10-18 |
CHAN Cheung Kam 陳章淦 | RE | 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) | 2019-10-18 |
LEE Chun Yin, Benedict 李俊賢 | RO | 2 (Dealing in Futures Contracts) | 2019-10-15 |
MAC LINKS Phil Stuart | RE | 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) | 2019-10-14 |
TSANG Sui Cheung 曾瑞祥 | RE | 2 (Dealing in Futures Contracts) | 2019-09-26 |
AO IEONG Wai Chi 歐陽惠慈 | RE | 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) | 2019-09-18 |
HUI King Lung 許經隆 | RE | 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) | 2019-09-16 |
LAU Shing Fung 劉盛豐 | RE | 2 (Dealing in Futures Contracts) | 2019-09-16 |
ZHANG Dan | RE | 2 (Dealing in Futures Contracts) | 2019-09-09 |
YEUNG Chun Ki 楊駿基 | RE | 5 (Advising on Futures Contracts) | 2019-09-06 |
HUANG Kaihong 黃凱鴻 | RE | 5 (Advising on Futures Contracts) | 2019-08-19 |
WANG Changjiang 汪昌江 | RE | 5 (Advising on Futures Contracts) | 2019-08-12 |
CHOW Shun Chiu 周汛釗 | RE | 2 (Dealing in Futures Contracts) | 2019-08-09 |
YEUNG Chun Ki 楊駿基 | RE | 2 (Dealing in Futures Contracts) | 2019-08-05 |
FONG Wai Kim 方偉儉 | RE | 2 (Dealing in Futures Contracts) | 2019-07-10 |
SHI Zhenchun 施臻純 | RE | 2 (Dealing in Futures Contracts) | 2019-07-09 |
CHEN Chi Hing 陳志興 | RE | 5 (Advising on Futures Contracts) | 2019-06-28 |
YIU Wai Yi 姚惠儀 | RE | 5 (Advising on Futures Contracts) | 2019-06-25 |
ZHANG Yan 張岩 | RE | 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) | 2019-06-18 |
NG Chi To, Graham 伍志濤 | RO | 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) | 2019-06-06 |
CHEN Chi Hing 陳志興 | RE | 2 (Dealing in Futures Contracts) | 2019-05-28 |
YIU Wai Yi 姚惠儀 | RE | 2 (Dealing in Futures Contracts) | 2019-05-24 |
HO Siu Yan, Jennifer 何紹茵 | RE | 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) | 2019-04-24 |
LAU Tsz Hung 劉子雄 | RE | 2 (Dealing in Futures Contracts) | 2019-04-16 |
WONG Siu Ming 黃紹銘 | RE | 2 (Dealing in Futures Contracts) | 2019-04-16 |
CHAN Kong Yin 陳廣賢 | RE | 2 (Dealing in Futures Contracts) | 2019-04-12 |
LIAO Ning 廖宁 | RE | 2 (Dealing in Futures Contracts) | 2019-03-13 |
TAM Yuk Yin, Denise 譚玉燕 | RE | 5 (Advising on Futures Contracts) | 2019-03-05 |
CHAN Chi Cheung, Sunny 陳志翔 | RE | 2 (Dealing in Futures Contracts) | 2019-03-01 |
KWAN Wai Shan 關慧珊 | RE | 5 (Advising on Futures Contracts) | 2019-02-27 |
SIT Yiu Cho, Jeffrey 薛耀祖 | RE | 5 (Advising on Futures Contracts) | 2019-02-27 |
YU Ka Fai 余家輝 | RO | 2 (Dealing in Futures Contracts) | 2019-02-19 |
TAM Yuk Yin, Denise 譚玉燕 | RE | 2 (Dealing in Futures Contracts) | 2019-02-15 |
KWAN Wai Shan 關慧珊 | RE | 2 (Dealing in Futures Contracts) | 2019-02-01 |
CHAN Chun Chung 陳振聰 | RO | 2 (Dealing in Futures Contracts) | 2019-01-16 |
JIN Ziwei 金紫薇 | RE | 2 (Dealing in Futures Contracts) | 2019-01-16 |
LO Chun Keung, Bassanio 盧振強 | RO | 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) | 2019-01-15 |
CHANG Shu Pei 張書沛 | RE | 5 (Advising on Futures Contracts) | 2019-01-07 |
HUI Tsz Kit 許子杰 | RE | 2 (Dealing in Futures Contracts) | 2018-12-13 |
HO To, Alan 何鍍 | RE | 5 (Advising on Futures Contracts) | 2018-12-11 |
YEUNG Ying Wai 楊盈慧 | RE | 5 (Advising on Futures Contracts) | 2018-11-15 |
CHANG Shu Pei 張書沛 | RE | 2 (Dealing in Futures Contracts) | 2018-11-14 |
KWONG Hoi Yeung, Ocean 鄺凱揚 | RE | 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) | 2018-11-07 |
CHUI Wai Fong 徐惠芳 | RE | 2 (Dealing in Futures Contracts) | 2018-11-05 |
LAU Nga Yeung 劉雅揚 | RE | 2 (Dealing in Futures Contracts) | 2018-11-05 |
CHU Wan Yin 朱韻賢 | RE | 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) | 2018-11-05 |
LAU Muk Hoi 柳木海 | RE | 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) | 2018-10-24 |
HO To, Alan 何鍍 | RE | 2 (Dealing in Futures Contracts) | 2018-10-19 |
NG Cho Fai, Jackfrey 吳祖輝 | RE | 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) | 2018-10-16 |
CHU Sheung Lun 朱上倫 | RE | 2 (Dealing in Futures Contracts) | 2018-10-15 |
YEUNG Ying Wai 楊盈慧 | RE | 2 (Dealing in Futures Contracts) | 2018-10-11 |
LAI Billy Yee Piu 黎以標 | RE | 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) | 2018-10-10 |
LAW Lap Kau 羅立球 | RE | 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) | 2018-10-09 |
CHOW Chun Yue Louis 周振宇 | RE | 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) | 2018-10-09 |
CHAN Hoi Fung 陳凱峰 | RE | 5 (Advising on Futures Contracts) | 2018-10-08 |
LAM Shu Hon 林書瀚 | RE | 5 (Advising on Futures Contracts) | 2018-10-08 |
CHENG Man Chi 鄭敏芝 | RE | 2 (Dealing in Futures Contracts) | 2018-10-05 |
CHAN Shiu Tong, Terence 陳兆棠 | RE | 2 (Dealing in Futures Contracts) | 2018-10-05 |
KWOK Lap Wa 郭立華 | RE | 5 (Advising on Futures Contracts) | 2018-10-05 |
LEE Wang Sun 李宏燊 | RE | 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) | 2018-10-05 |
YUNG Zico Shu-gor 翁樹果 | RE | 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) | 2018-10-05 |
YEO Keng Chun 楊慶春 | RE | 2 (Dealing in Futures Contracts) | 2018-10-05 |
SUNG Poh Hong 宋寶康 | RE | 2 (Dealing in Futures Contracts) | 2018-10-05 |
CHENG Man Ho, Raymond 鄭文浩 | RE | 2 (Dealing in Futures Contracts) | 2018-10-05 |
CHAN Hoi Fung 陳凱峰 | RE | 2 (Dealing in Futures Contracts) | 2018-09-26 |
CHEUNG Ka Lai 章嘉麗 | RE | 2 (Dealing in Futures Contracts) | 2018-09-21 |
LAM Shu Hon 林書瀚 | RE | 2 (Dealing in Futures Contracts) | 2018-09-21 |
LIAO Min-Liang 廖敏良 | RE | 2 (Dealing in Futures Contracts) | 2018-09-21 |
TSANG Yin Chung, Martin 曾彥中 | RE | 2 (Dealing in Futures Contracts) | 2018-09-14 |
WONG Chung Mun 黃仲文 | RO | 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) | 2018-09-05 |
TSOI Wai Kwong 蔡偉光 | RO | 2 (Dealing in Futures Contracts) | 2018-09-03 |
FONG Ka Chai 方家齊 | RE | 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) | 2018-08-01 |
KWONG Pui Chuen 鄺霈銓 | RE | 5 (Advising on Futures Contracts) | 2018-08-01 |
KWONG Pui Chuen 鄺霈銓 | RE | 2 (Dealing in Futures Contracts) | 2018-07-12 |
FONG Wai Kim 方偉儉 | RE | 5 (Advising on Futures Contracts) | 2018-06-19 |
SHEK Ki Fung 石奇峯 | RE | 2 (Dealing in Futures Contracts) | 2018-05-21 |
CHENG Pui Ming 鄭沛銘 | RE | 2 (Dealing in Futures Contracts) | 2018-05-07 |
YU Lap Kwan 余立群 | RE | 5 (Advising on Futures Contracts) | 2018-05-07 |
CHAN Suk Fong 陳淑芳 | RE | 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) | 2018-05-02 |
YU Lap Kwan 余立群 | RE | 2 (Dealing in Futures Contracts) | 2018-04-25 |
YAM Wai Yuen Vincent 任維淵 | RE | 2 (Dealing in Futures Contracts) | 2018-04-25 |
YU Kwok Fai 楊國輝 | RE | 5 (Advising on Futures Contracts) | 2018-04-18 |
YU Kwok Fai 楊國輝 | RE | 2 (Dealing in Futures Contracts) | 2018-04-16 |
WANG Yayuan 王雅媛 | RE | 2 (Dealing in Futures Contracts) | 2018-03-09 |
DING Yixin 丁一新 | RE | 2 (Dealing in Futures Contracts) | 2018-03-02 |
ZHENG Shenghuai 鄭聖槐 | RE | 2 (Dealing in Futures Contracts) | 2018-02-13 |
TAM Kai Yi, Kelly 譚啟兒 | RE | 2 (Dealing in Futures Contracts) | 2018-01-16 |
WU Yeuk Man 胡躍民 | RE | 2 (Dealing in Futures Contracts) | 2017-12-11 |
WONG Long Chun 黃朗晉 | RE | 2 (Dealing in Futures Contracts) | 2017-10-13 |
LAU Hiu Wai 劉曉蕙 | RE | 2 (Dealing in Futures Contracts) | 2017-06-15 |
TSANG Kwong Sun Patrick 曾廣新 | RE | 2 (Dealing in Futures Contracts) | 2017-04-06 |
WANG Xiaoxian 王小嫻 | RE | 2 (Dealing in Futures Contracts) | 2017-03-21 |
LEE Shu Fan 李樹勳 | RE | 2 (Dealing in Futures Contracts) | 2017-01-17 |
DUANMU Zhenyu 端木震宇 | RO | 2 (Dealing in Futures Contracts) | 2016-11-23 |
CHENG Kwok Ming 鄭國明 | RE | 2 (Dealing in Futures Contracts) | 2016-10-05 |
WONG Hiu Cheung 王曉翔 | RE | 2 (Dealing in Futures Contracts) | 2016-09-06 |
YIM Siu Cheung 閻紹樟 | RE | 2 (Dealing in Futures Contracts) | 2016-07-08 |
ZHANG Xiaoyu 張孝煜 | RE | 2 (Dealing in Futures Contracts) | 2016-01-19 |
CAI Jiawei 蔡佳瑋 | RE | 2 (Dealing in Futures Contracts) | 2015-12-15 |
DING Jiaheng 丁佳珩 | RE | 2 (Dealing in Futures Contracts) | 2015-12-10 |
KAN Lai Ping, Pinky 簡麗萍 | RE | 2 (Dealing in Futures Contracts) | 2015-10-20 |
YAN Ka Ho 甄嘉豪 | RE | 2 (Dealing in Futures Contracts) | 2015-08-21 |
HAN Wenyuan 韓文苑 | RE | 2 (Dealing in Futures Contracts) | 2015-08-07 |
CHEN Ying 陳穎 | RE | 2 (Dealing in Futures Contracts) | 2015-07-31 |
LI Wen 李雯 | RE | 2 (Dealing in Futures Contracts) | 2015-07-31 |
CHI Chung Him 池仲謙 | RE | 2 (Dealing in Futures Contracts) | 2015-06-25 |
PRITCHARD Christine 袁梦 | RE | 2 (Dealing in Futures Contracts) | 2015-06-02 |
TANG Kelvin Chi Wai 鄧志偉 | RE | 2 (Dealing in Futures Contracts) | 2015-04-15 |
TO Yu Fai 杜宇輝 | RE | 2 (Dealing in Futures Contracts) | 2014-12-09 |
LI Sze Hang 李思行 | RE | 2 (Dealing in Futures Contracts) | 2014-09-26 |
CHAN Man Tik 陳文迪 | RE | 2 (Dealing in Futures Contracts) | 2013-08-09 |
CHAN Man Fung 陳文鋒 | RE | 2 (Dealing in Futures Contracts) | 2013-03-26 |
CHAN Tak Man, Calvin 陳德文 | RE | 2 (Dealing in Futures Contracts) | 2012-10-26 |
TAI Ming Kong 戴銘光 | RE | 2 (Dealing in Futures Contracts) | 2012-10-15 |
WONG Pui Yuen, Bryan 黃沛源 | RE | 2 (Dealing in Futures Contracts) | 2012-10-15 |
YEUNG Tze Fung 楊子峰 | RO | 2 (Dealing in Futures Contracts) | 2012-05-22 |
SIN Hau Yi 冼巧兒 | RE | 2 (Dealing in Futures Contracts) | 2012-04-19 |
CHEN Yingying 陳盈盈 | RE | 2 (Dealing in Futures Contracts) | 2011-09-09 |
LAU Ying 劉營 | RE | 2 (Dealing in Futures Contracts) | 2011-06-07 |
LAM Tat Hung 林達鴻 | RE | 2 (Dealing in Futures Contracts) | 2011-05-05 |
LIU Gu 劉谷 | RE | 5 (Advising on Futures Contracts) | 2011-02-14 |
CHUI Wai Fong 徐惠芳 | RE | 5 (Advising on Futures Contracts) | 2010-12-17 |
LAI Kai Hung 黎啟雄 | RO | 5 (Advising on Futures Contracts) | 2010-11-26 |
DAI Huiwei 戴惠偉 | RE | 2 (Dealing in Futures Contracts) | 2010-10-12 |
WANG Gang 王剛 | RE | 2 (Dealing in Futures Contracts) | 2010-04-15 |
CHEUNG Ming Hung 張銘洪 | RE | 2 (Dealing in Futures Contracts) | 2010-01-04 |
LAU Mei 劉薇 | RE | 2 (Dealing in Futures Contracts) | 2009-09-29 |
NG Kei Chi 吳琦熾 | RE | 2 (Dealing in Futures Contracts) | 2009-03-11 |
ZHANG Lingyun 張凌云 | RE | 2 (Dealing in Futures Contracts) | 2009-01-29 |
YU Kwan Fei 虞珺斐 | RE | 2 (Dealing in Futures Contracts) | 2009-01-20 |
WU Hongjian 吳洪健 | RE | 2 (Dealing in Futures Contracts) | 2008-12-18 |
WU Qiong 吳穹 | RE | 2 (Dealing in Futures Contracts) | 2008-08-13 |
HON Kin Chung 韓建中 | RE | 2 (Dealing in Futures Contracts) | 2008-02-27 |
PAN Youdian 潘有典 | RE | 2 (Dealing in Futures Contracts) | 2007-11-22 |
SHEN Yue 沈悅 | RE | 2 (Dealing in Futures Contracts) | 2006-11-01 |
TSUI Hok Man, Simon 崔學民 | RE | 2 (Dealing in Futures Contracts) | 2006-04-21 |
YEUNG Wai Cheung 楊偉祥 | RE | 2 (Dealing in Futures Contracts) | 2006-02-17 |
HUI Yu Cheung 許宇翔 | RE | 2 (Dealing in Futures Contracts) | 2006-02-02 |
LU Lu 呂露 | RE | 2 (Dealing in Futures Contracts) | 2005-08-31 |
YU Wing Yi, Daisy 余穎怡 | RE | 2 (Dealing in Futures Contracts) | 2004-04-21 |
MAK Winnie 麥婉儀 | RE | 2 (Dealing in Futures Contracts) | 2003-11-08 |
KWOK Keung 郭強 | RE | 2 (Dealing in Futures Contracts) | 2003-04-01 |
CHAN Loi Tak 陳來得 | RE | 2 (Dealing in Futures Contracts) | 2003-04-01 |
LEE Ming Chuan, Eric 李明權 | RE | 2 (Dealing in Futures Contracts) | 2003-04-01 |
CHAN Kwok Chu 陳國柱 | RE | 2 (Dealing in Futures Contracts) | 2003-04-01 |
LAI Kai Hung 黎啟雄 | RO | 2 (Dealing in Futures Contracts) | 2003-04-01 |