SFC Licences of FUJII Ken
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ovata Capital Management Limited 歐萬達基金管理有限公司 | RE | 9 | 17 January 2018 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 19 March 2015 | 09 March 2017 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 19 March 2015 | 09 March 2017 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 7 | 19 March 2015 | 30 November 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 2 | 27 August 2014 | 25 November 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 27 August 2014 | 25 November 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 03 October 2012 | 27 August 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 03 October 2012 | 27 August 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 15 December 2009 | 04 July 2012 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 15 December 2009 | 04 July 2012 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 15 December 2009 | 04 July 2012 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 15 December 2009 | 04 July 2012 |