SFC Licences of MCBAIN Mary Charlotte
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Peak Capital Limited | RE | 9 | 25 August 2022 | |
| Peak Capital Limited | RE | 4 | 25 August 2022 | |
| Peak Capital Limited | RE | 1 | 25 August 2022 | |
| Ruffer (Asia) Limited | RO | 9 | 05 June 2008 | 17 January 2022 |
| Ballingal Investment Advisors Limited | RE | 4 | 13 March 2006 | 24 April 2006 |
| Ballingal Investment Advisors Limited | RO | 9 | 13 August 2004 | 12 January 2006 |
| Ballingal Investment Advisors Limited | RO | 5 | 13 August 2004 | 12 January 2006 |
| Ballingal Investment Advisors Limited | RO | 4 | 13 August 2004 | 12 January 2006 |
| Anglo Chinese Securities, Limited 英高證券有限公司 | RO | 4 | 01 April 2003 | 20 October 2003 |
| Anglo Chinese Securities, Limited 英高證券有限公司 | RO | 9 | 01 April 2003 | 20 October 2003 |