SFC Licences of PENG Shih-Wei
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Neo Risk Investment Advisors Limited | RE | 9 | 21 August 2017 | 07 August 2018 |
| Neo Risk Investment Advisors Limited | RE | 4 | 21 August 2017 | 07 August 2018 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 | RO | 4 | 28 January 2014 | 22 June 2015 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 | RO | 1 | 28 January 2014 | 22 June 2015 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 | RE | 4 | 15 October 2013 | 28 January 2014 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 | RE | 1 | 15 October 2013 | 28 January 2014 |
| Point72 Hong Kong Limited | RE | 9 | 12 May 2011 | 09 August 2013 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RO | 4 | 11 October 2007 | 30 April 2011 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RO | 1 | 11 October 2007 | 30 April 2011 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 4 | 09 October 2007 | 11 October 2007 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 09 October 2007 | 11 October 2007 |
| Quellos (Asia) Limited | RO | 4 | 11 May 2007 | 02 October 2007 |
| Quellos (Asia) Limited | RO | 1 | 11 May 2007 | 02 October 2007 |