SFC Licences of LI Yan Huen 李潤壎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hang Seng Futures Limited 恒生期貨有限公司 | RE | 5 | 31 October 2005 | 16 June 2007 |
| Hang Seng Futures Limited 恒生期貨有限公司 | RE | 2 | 31 October 2005 | 16 June 2007 |
| ABN AMRO Clearing Hong Kong Limited | RE | 1 | 19 November 2004 | 03 March 2005 |
| ABN AMRO Clearing (Futures) Hong Kong Limited | RE | 2 | 19 November 2004 | 03 March 2005 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 | RE | 2 | 12 October 2004 | 08 November 2004 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 1 | 12 October 2004 | 08 November 2004 |
| Sinofortune Securities Limited 華億證券有限公司 | RE | 1 | 24 December 2003 | 16 August 2004 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 | RE | 2 | 24 December 2003 | 16 August 2004 |