SFC Licences of CHU Wai Leung 朱偉良

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Silverbricks Securities Company Limited 元庫證券有限公司 RE 2 03 May 2022
Silverbricks Securities Company Limited 元庫證券有限公司 RE 1 03 May 2022
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 15 July 2019 21 January 2022
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 15 July 2019 21 January 2022
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 25 October 2017 30 March 2019
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 25 October 2017 30 March 2019
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 10 March 2015 29 September 2017
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 10 March 2015 29 September 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 18 June 2012 11 February 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 18 June 2012 11 February 2015
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 09 November 2009 11 February 2015
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 09 November 2009 11 February 2015
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 03 February 2006 31 October 2009
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 03 February 2006 31 October 2009
Shun Loong Futures Limited 順隆期貨有限公司 RE 2 07 October 2005 31 October 2009
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 1 07 October 2005 31 October 2009
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 26 May 2003 30 September 2005
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 22 May 2003 30 September 2005
First Shanghai Futures Limited 第一上海期貨有限公司 RE 7 26 May 2003 05 September 2003
First Shanghai Securities Limited 第一上海證券有限公司 RE 7 26 May 2003 02 September 2003