SFC Licences of OWEN Robert John Richard

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Crosby Asset Management (Hong Kong) Limited RO 9 16 July 2013 15 September 2015
Crosby Asset Management (Hong Kong) Limited RO 4 16 July 2013 15 September 2015
Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 RO 9 16 July 2013
Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 RO 4 16 July 2013
Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 RO 6 01 April 2003 25 October 2005
Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 RO 4 01 April 2003 29 December 2004
Crosby Asset Management (Hong Kong) Limited RO 9 01 April 2003 29 December 2004
Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 RO 1 01 April 2003 29 December 2004
Crosby Asset Management (Hong Kong) Limited RO 4 01 April 2003 29 December 2004
Crosby Asset Management (Hong Kong) Limited RO 6 01 April 2003 07 September 2004
Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 RO 9 01 April 2003 07 September 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 1 01 April 2003 15 July 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 6 01 April 2003 15 July 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 9 01 April 2003 15 July 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 4 01 April 2003 15 July 2004