SFC Licences of CHOW Kim Wing 周劍榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 02 November 2012
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 02 November 2012
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 14 May 2012 31 October 2012
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 1 03 December 2010 28 April 2012
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RE 2 03 December 2010 28 April 2012
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 1 03 December 2010 30 September 2011
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RE 2 25 October 2010 01 December 2010
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 25 October 2010 01 December 2010
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 17 August 2009 22 October 2010
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 17 August 2009 22 October 2010
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 1 30 June 2006 01 August 2009
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RE 2 30 June 2006 01 August 2009
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 1 30 June 2006 01 August 2009
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 2 01 April 2003 23 June 2006
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 01 April 2003 23 June 2006
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 5 01 April 2003 20 January 2004
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 9 01 April 2003 20 January 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 9 01 April 2003 20 January 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 6 01 April 2003 20 January 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 01 April 2003 20 January 2004