SFC Licences of LAW Lai Yee 羅麗儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Central Wealth Securities Investment Limited 中達證券投資有限公司 RE 1 09 March 2021
Chow Sang Sang Securities Limited 周生生證券有限公司 RE 1 08 July 2019 28 February 2021
Central Wealth Futures Limited 中達期貨有限公司 RE 2 18 July 2017 05 July 2019
Central Wealth Securities Investment Limited 中達證券投資有限公司 RE 1 18 July 2017 05 July 2019
CMBC International Futures Company Limited 民銀國際期貨有限公司 RE 2 06 October 2011 06 July 2017
CMBC Securities Company Limited 民銀證券有限公司 RE 1 06 October 2011 06 July 2017
Huarong International Securities Limited 華融國際證券有限公司 RE 2 16 July 2007 29 September 2011
Huarong International Securities Limited 華融國際證券有限公司 RE 1 16 July 2007 29 September 2011
Chow Sang Sang Securities Limited 周生生證券有限公司 RE 1 01 April 2003 09 July 2007
Chow Sang Sang Futures Limited 周生生期貨有限公司 RE 2 01 April 2003 09 July 2007
Chow Sang Sang Futures Limited 周生生期貨有限公司 RE 5 01 April 2003 04 January 2005
Chow Sang Sang Securities Limited 周生生證券有限公司 RE 4 01 April 2003 04 January 2005
Chow Sang Sang Futures Limited 周生生期貨有限公司 RE 9 01 April 2003 04 January 2005
Chow Sang Sang Securities Limited 周生生證券有限公司 RE 6 01 April 2003 04 January 2005
Chow Sang Sang Securities Limited 周生生證券有限公司 RE 9 01 April 2003 04 January 2005
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 RE 9 01 April 2003 29 October 2004
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 RE 6 01 April 2003 29 October 2004
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 RE 4 01 April 2003 29 October 2004
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 RE 1 01 April 2003 29 October 2004
Chow Sang Sang Securities Limited 周生生證券有限公司 RE 7 01 April 2003 04 August 2003
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 RE 7 01 April 2003 04 August 2003