SFC Licences of FREEDMAN Bruce Ian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 13 July 2004 | 15 October 2005 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 13 July 2004 | 15 October 2005 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 July 2004 | 15 October 2005 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 July 2004 | 15 October 2005 |
| J.P. Morgan Securities (Far East) Limited | RE | 7 | 13 July 2004 | 15 February 2005 |