SFC Licences of KWOK Tun Ho, Chester 郭淳浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 6 | 06 June 2005 | 11 July 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 4 | 06 June 2005 | 11 July 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 1 | 06 June 2005 | 11 July 2012 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RO | 6 | 06 June 2005 | 11 May 2012 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 4 | 01 April 2003 | 11 May 2012 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 6 | 01 April 2003 | 06 June 2005 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 9 | 01 April 2003 | 03 January 2005 |