SFC licenceholder ABT234 YOUNGBLOOD Mark Leland

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CNI Securities Group Limited 中國北方證券集團有限公司 RE 4 (Advising on Securities) 2017-08-07
CNI Securities Group Limited 中國北方證券集團有限公司 RE 1 (Dealing in Securities) 2013-10-25
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 (Dealing in Securities) 2011-08-10 2011-10-19
Oriental Patron Securities Limited 東英亞洲證券有限公司 RE 1 (Dealing in Securities) 2006-08-22 2009-06-08
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 (Dealing in Securities) 2003-04-01 2005-11-01
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 9 (Asset Management) 2003-04-01 2004-07-27
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 7 (Providing Automated Trading Services) 2003-04-01 2003-09-11