SFC Licences of YOUNGBLOOD Mark Leland
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 4 | 07 August 2017 | |
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 25 October 2013 | |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 10 August 2011 | 19 October 2011 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 1 | 22 August 2006 | 08 June 2009 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 01 April 2003 | 01 November 2005 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 4 | 01 April 2003 | 27 July 2004 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 6 | 01 April 2003 | 27 July 2004 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 9 | 01 April 2003 | 27 July 2004 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 7 | 01 April 2003 | 11 September 2003 |