SFC Licences of LAU Chi Wah Alex 劉志華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Crosby Securities Limited 高誠證券有限公司 | RO | 6 | 24 June 2022 | |
Ballas Capital Limited 博思融資有限公司 | RO | 6 | 21 February 2017 | |
Ballas Capital Limited 博思融資有限公司 | RO | 1 | 21 February 2017 | |
BOSC International Company Limited 上銀國際有限公司 | RO | 4 | 22 September 2016 | 04 January 2017 |
BOSC International Company Limited 上銀國際有限公司 | RO | 6 | 09 January 2015 | 04 January 2017 |
BOSC International Company Limited 上銀國際有限公司 | RO | 1 | 09 January 2015 | 04 January 2017 |
Crosby Securities Limited 高誠證券有限公司 | RO | 6 | 18 September 2013 | 31 October 2014 |
Crosby Securities Limited 高誠證券有限公司 | RO | 1 | 18 September 2013 | 31 October 2014 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RO | 6 | 01 March 2004 | 25 June 2013 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RO | 1 | 01 March 2004 | 25 June 2013 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RO | 4 | 01 April 2003 | 16 February 2004 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RO | 1 | 01 April 2003 | 16 February 2004 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RO | 6 | 01 April 2003 | 16 February 2004 |