SFC Licences of NG Wai Kit 伍偉傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
UCAP Securities (HK) Limited 佑聯證券有限公司	RO	9	11 September 2023
UCAP Securities (HK) Limited 佑聯證券有限公司	RO	4	11 September 2023
UCAP Securities (HK) Limited 佑聯證券有限公司	RO	1	11 September 2023
UCAP Securities (HK) Limited 佑聯證券有限公司	RE	9	29 August 2023	11 September 2023
UCAP Securities (HK) Limited 佑聯證券有限公司	RE	4	29 August 2023	11 September 2023
UCAP Securities (HK) Limited 佑聯證券有限公司	RE	1	29 August 2023	11 September 2023
Antai Securities Limited 安泰證券有限公司	RO	9	08 June 2022	13 March 2023
Antai Securities Limited 安泰證券有限公司	RO	4	08 June 2022	13 March 2023
Antai Securities Limited 安泰證券有限公司	RO	1	08 June 2022	13 March 2023
Antai Securities Limited 安泰證券有限公司	RE	9	12 May 2022	08 June 2022
Antai Securities Limited 安泰證券有限公司	RE	4	12 May 2022	08 June 2022
Antai Securities Limited 安泰證券有限公司	RE	1	12 May 2022	08 June 2022
Central Wealth Asset Management Limited 中達資產管理有限公司	RE	9	14 August 2019	29 April 2022
Central Wealth Asset Management Limited 中達資產管理有限公司	RE	4	14 August 2019	29 April 2022
Central Wealth Securities Investment Limited 中達證券投資有限公司	RE	1	14 August 2019	29 April 2022