SFC Licences of CHU Wai Ling, Marianna 朱偉苓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 9 12 November 2018 14 January 2021
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 4 12 November 2018 14 January 2021
Quam Asset Management Limited 華富建業資產管理有限公司 RO 9 27 June 2018 15 October 2018
Quam Asset Management Limited 華富建業資產管理有限公司 RO 4 27 June 2018 15 October 2018
Quam Securities Limited 華富建業證券有限公司 RE 1 15 January 2018 15 October 2018
Quam Asset Management Limited 華富建業資產管理有限公司 RE 9 15 January 2018 27 June 2018
Quam Asset Management Limited 華富建業資產管理有限公司 RE 4 15 January 2018 27 June 2018
Lippo Investments Management Limited 力寶投資管理有限公司 RE 9 18 April 2016 02 December 2017
Lippo Investments Management Limited 力寶投資管理有限公司 RE 4 18 April 2016 02 December 2017
Lippo Investments Management Limited 力寶投資管理有限公司 RE 1 18 April 2016 02 December 2017
Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 RO 9 25 November 2014 01 January 2016
Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 RO 4 05 March 2014 01 January 2016
Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 RO 1 05 March 2014 01 January 2016
Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 RE 4 26 February 2014 05 March 2014
Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 RE 1 26 February 2014 05 March 2014
CCB International Asset Management Limited 建銀國際資產管理有限公司 RO 9 11 September 2012 23 December 2013
CCB International Asset Management Limited 建銀國際資產管理有限公司 RO 4 11 September 2012 23 December 2013
CCB International Asset Management Limited 建銀國際資產管理有限公司 RO 1 11 September 2012 23 December 2013
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 4 24 November 2009 11 September 2012
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 9 14 October 2008 11 September 2012
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 9 15 July 2005 16 September 2008
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 4 15 July 2005 16 September 2008
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 RE 4 01 April 2003 17 February 2005
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 RE 9 01 April 2003 17 February 2005