SFC Licences of TANG Kiu Fung, Eric 鄧翹鋒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 25 March 2015 | 02 September 2019 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 23 April 2012 | 16 March 2015 |
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 4 | 30 September 2009 | 01 April 2010 |
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 1 | 19 August 2009 | 03 February 2012 |
One China Securities Limited 一中證券有限公司 | RE | 1 | 10 March 2008 | 10 August 2009 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 10 June 2006 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 03 February 2004 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 03 February 2004 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 03 February 2004 |