SFC Licences of LO Kai Ngai 羅啟藝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司	RO	5	26 July 2016
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司	RO	2	26 July 2016
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司	RO	9	04 April 2014
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司	RO	4	04 April 2014
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司	RO	5	03 January 2014
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司	RO	2	03 January 2014
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司	RO	4	03 January 2014
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司	RO	1	03 January 2014
China Finance Holdings Limited 中港金融證券有限公司	RO	1	25 August 2011	15 February 2013
Finet Securities Limited 財華證券有限公司	RO	2	14 June 2010	15 February 2013
Finet Securities Limited 財華證券有限公司	RO	1	14 June 2010	15 February 2013
Finet Securities Limited 財華證券有限公司	RE	2	22 March 2010	14 June 2010
Finet Securities Limited 財華證券有限公司	RE	1	22 March 2010	14 June 2010
Cinda International Investment Management Limited 信達國際投資管理有限公司	RE	3	26 March 2008	12 March 2010
Cinda International Securities Limited 信達國際證券有限公司	RO	1	22 December 2005	12 March 2010
Cinda International Futures Limited 信達國際期貨有限公司	RO	2	01 April 2003	12 March 2010
Cinda International Securities Limited 信達國際證券有限公司	RE	1	01 April 2003	22 December 2005
Cinda International Securities Limited 信達國際證券有限公司	RE	4	01 April 2003	29 July 2003
Cinda International Securities Limited 信達國際證券有限公司	RE	6	01 April 2003	29 July 2003
Cinda International Securities Limited 信達國際證券有限公司	RE	7	01 April 2003	29 July 2003
Cinda International Securities Limited 信達國際證券有限公司	RE	9	01 April 2003	29 July 2003
Cinda International Futures Limited 信達國際期貨有限公司	RO	5	01 April 2003	29 July 2003
Cinda International Futures Limited 信達國際期貨有限公司	RO	9	01 April 2003	29 July 2003