SFC Licences of CHAN Kwok Hay 陳國禧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Vantum Futures Limited 雋一期貨有限公司	RO	2	23 April 2024
Vantum Asset Management Limited 雋一資產管理有限公司	RO	9	10 August 2023
Vantum Asset Management Limited 雋一資產管理有限公司	RO	4	10 August 2023
WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司	RO	9	27 March 2023	31 July 2023
WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司	RO	4	27 March 2023	31 July 2023
WRise Prestige Securities Limited 昇世匯盈證券有限公司	RO	1	27 March 2023	31 July 2023
Zhongtai International Futures Limited 中泰國際期貨有限公司	RE	2	20 January 2021	20 May 2021
Zhongtai International Securities Limited 中泰國際證券有限公司	RE	4	20 January 2021	20 May 2021
Zhongtai International Securities Limited 中泰國際證券有限公司	RE	1	20 January 2021	20 May 2021
Quam Securities Limited 華富建業證券有限公司	RO	9	11 October 2018	06 October 2020
Quam Securities Limited 華富建業證券有限公司	RO	4	11 October 2018	06 October 2020
Quam Securities Limited 華富建業證券有限公司	RO	2	11 October 2018	06 October 2020
Quam Securities Limited 華富建業證券有限公司	RO	1	11 October 2018	06 October 2020
Quam Securities Limited 華富建業證券有限公司	RE	9	30 May 2018	11 October 2018
Quam Securities Limited 華富建業證券有限公司	RE	4	30 May 2018	11 October 2018
Quam Securities Limited 華富建業證券有限公司	RE	2	30 May 2018	11 October 2018
Quam Securities Limited 華富建業證券有限公司	RE	1	30 May 2018	11 October 2018
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司	RO	2	02 March 2018	25 April 2018
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司	RO	1	02 March 2018	25 April 2018
Vantum Asset Management Limited 雋一資產管理有限公司	RO	9	02 March 2018	25 April 2018
Vantum Asset Management Limited 雋一資產管理有限公司	RO	4	02 March 2018	25 April 2018
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司	RE	2	09 August 2017	02 March 2018
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司	RE	1	09 August 2017	02 March 2018
Caitong International Securities Co., Limited 財通國際證券有限公司	RO	1	18 May 2015	13 July 2016
Zhongtai International Futures Limited 中泰國際期貨有限公司	RO	2	07 December 2012	17 April 2015
Zhongtai International Securities Limited 中泰國際證券有限公司	RO	1	13 November 2012	17 April 2015
LT Securities Limited 利通證券有限公司	RO	2	01 April 2011	25 April 2012
LT Securities Limited 利通證券有限公司	RO	1	01 April 2011	25 April 2012
ICBC International Futures Limited 工銀國際期貨有限公司	RE	2	15 September 2009	01 January 2011
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	18 August 2009	01 January 2011
Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司	RE	1	19 February 2009	10 August 2009
Beevest Securities Limited 蜂投證券有限公司	RE	2	18 March 2008	01 August 2008
Beevest Securities Limited 蜂投證券有限公司	RE	1	18 March 2008	01 August 2008
South China Commodities Limited 南華期貨有限公司	RE	2	02 January 2007	08 October 2007
South China Securities Limited 南華證券投資有限公司	RE	1	02 January 2007	08 October 2007
Splendor Global Investments Limited 卓智環球投資有限公司	RO	4	07 June 2005	19 May 2006