SFC Licences of LU Rong 陸戎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Ascent Financial Partners Limited 安昇金融有限公司	RO	1	04 August 2020	14 November 2022
Ascent Financial Partners Limited 安昇金融有限公司	RO	4	04 August 2020
Target Capital Management Limited 泰達資產管理有限公司	RO	9	14 November 2017	31 December 2018
Target Capital Management Limited 泰達資產管理有限公司	RO	4	14 November 2017	31 December 2018
Target Capital Management Limited 泰達資產管理有限公司	RO	1	14 November 2017	26 February 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	9	22 August 2014	28 April 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	6	05 August 2014	28 April 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	4	29 April 2014	28 April 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	2	29 April 2014	28 April 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	1	29 April 2014	28 April 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	9	31 March 2014	22 August 2014
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	31 March 2014	29 April 2014
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	2	31 March 2014	29 April 2014
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	31 March 2014	29 April 2014
BOCI Asia Limited 中銀國際亞洲有限公司	RO	6	19 March 2010	27 January 2014
BOCI Asia Limited 中銀國際亞洲有限公司	RO	1	19 March 2010	27 January 2014
BOCI Asset Management Limited 中銀國際資產管理有限公司	RO	4	19 March 2010	27 January 2014
BOCI Securities Limited 中銀國際證券有限公司	RO	4	19 March 2010	27 January 2014
BOCI Securities Limited 中銀國際證券有限公司	RO	2	19 March 2010	27 January 2014
BOCI Securities Limited 中銀國際證券有限公司	RO	1	19 March 2010	27 January 2014
BOCI Asset Management Limited 中銀國際資產管理有限公司	RE	9	30 October 2009	27 January 2014
BOCI Asset Management Limited 中銀國際資產管理有限公司	RE	4	30 October 2009	19 March 2010
BOCI Asia Limited 中銀國際亞洲有限公司	RE	6	25 July 2006	19 March 2010
BOCI Asia Limited 中銀國際亞洲有限公司	RE	1	25 July 2006	19 March 2010
BOCI Securities Limited 中銀國際證券有限公司	RE	4	25 July 2006	19 March 2010
BOCI Securities Limited 中銀國際證券有限公司	RE	2	25 July 2006	19 March 2010
BOCI Securities Limited 中銀國際證券有限公司	RE	1	25 July 2006	19 March 2010