SFC Licences of NG Shiu Cheong 吳兆昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 9 | 07 July 2010 | 24 September 2011 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 4 | 07 July 2010 | 24 September 2011 |
| Korea Investment Management Asia Limited 韓國投資運用亞洲有限公司 | RO | 9 | 21 August 2009 | 18 June 2010 |
| Korea Investment Management Asia Limited 韓國投資運用亞洲有限公司 | RO | 4 | 21 August 2009 | 18 June 2010 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 | RO | 9 | 21 August 2007 | 21 August 2009 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 | RO | 4 | 21 August 2007 | 21 August 2009 |
| MEAG Hong Kong Limited | RO | 9 | 14 September 2005 | 01 July 2007 |
| MEAG Hong Kong Limited | RO | 4 | 14 September 2005 | 01 July 2007 |
| Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 | RO | 9 | 01 April 2003 | 15 June 2004 |
| Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 | RO | 4 | 01 April 2003 | 15 June 2004 |