SFC Licences of WONG Kwai Chiu 王貴釗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Prospect Securities Limited 中國保盛證券有限公司 RO 4 27 May 2022 31 December 2022
China Prospect Securities Limited 中國保盛證券有限公司 RO 1 27 May 2022 31 December 2022
BKT Asset Management HK Limited 班諾思有限公司 RE 4 03 February 2021 15 May 2022
FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 RO 4 03 August 2020 08 September 2020
FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 RO 1 03 August 2020 08 September 2020
Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 RO 4 03 September 2018 02 July 2020
Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 RO 1 03 September 2018 02 July 2020
Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 RE 1 13 August 2018 03 September 2018
Opus Securities Limited 創富證券有限公司 RO 1 10 March 2017 01 June 2018
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 RO 1 01 June 2015 05 July 2016
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 RE 2 18 May 2015 05 July 2016
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 RE 1 18 May 2015 01 June 2015
Integrity Securities Limited 匯誠證券有限公司 RO 1 11 April 2012 28 February 2013
The Core Securities Company Limited 核聚證券有限公司 RO 4 19 November 2010 29 February 2012
The Core Securities Company Limited 核聚證券有限公司 RO 1 19 November 2010 29 February 2012
Stockwell Securities Limited 常匯證券有限公司 RE 1 29 May 2008 20 October 2010
Fulbright Futures Limited 富昌期貨有限公司 RE 2 04 October 2007 25 April 2008
Fulbright Securities Limited 富昌證券有限公司 RE 1 15 August 2007 25 April 2008
Open Securities Limited 開盤證券有限公司 RE 1 28 May 2007 08 August 2007
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 01 April 2003 01 May 2007
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 01 April 2003 01 May 2007
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 6 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 4 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 9 01 April 2003 09 January 2004