SFC Licences of FICHEUX Veronique Marcelle
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capstone Financial (HK) Limited | RO | 9 | 05 November 2015 | 31 December 2016 |
| Capstone Financial (HK) Limited | RO | 4 | 05 November 2015 | 31 December 2016 |
| Capstone Financial (HK) Limited | RO | 1 | 05 November 2015 | 31 December 2016 |
| Capstone Financial (HK) Limited | RE | 9 | 05 October 2015 | 05 November 2015 |
| Capstone Financial (HK) Limited | RE | 4 | 05 October 2015 | 05 November 2015 |
| Capstone Financial (HK) Limited | RE | 1 | 05 October 2015 | 05 November 2015 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 | RO | 9 | 13 August 2013 | 04 September 2015 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 | RO | 4 | 13 August 2013 | 04 September 2015 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 | RO | 1 | 13 August 2013 | 04 September 2015 |
| Elite Financial Services Limited 卓越理財顧問有限公司 | RO | 9 | 23 May 2013 | 25 May 2013 |
| Philippa Huckle Group Limited, The (trading as Aria Forum Wealth Management) | RO | 9 | 13 January 2006 | 25 October 2010 |
| Philippa Huckle Group Limited, The (trading as Aria Forum Wealth Management) | RE | 4 | 21 March 2005 | 25 October 2010 |
| Comgest Far East Limited | RO | 4 | 01 April 2003 | 15 September 2003 |
| Comgest Far East Limited | RO | 6 | 01 April 2003 | 15 September 2003 |
| Comgest Far East Limited | RO | 9 | 01 April 2003 | 15 September 2003 |