SFC Licenceholders of Philippa Huckle Group Limited, The (trading as Aria Forum Wealth Management)
- philippa@ariaforum.com
- Website
- www.ariaforum.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
AURORA Lynda | RE | 4 | 14 May 2004 | 25 March 2005 |
CHAN Ho Hin, Matthew 陳皥軒 | RO | 9 | 16 March 2016 | 23 July 2017 |
CHAN Ho Hin, Matthew 陳皥軒 | RO | 4 | 13 May 2015 | 23 July 2017 |
CHAN Ho Hin, Matthew 陳皥軒 | RO | 1 | 13 May 2015 | 23 July 2017 |
CHAN Ho Hin, Matthew 陳皥軒 | RE | 9 | 07 April 2014 | 16 March 2016 |
CHAN Ho Hin, Matthew 陳皥軒 | RE | 4 | 07 April 2014 | 13 May 2015 |
CHAN Ho Hin, Matthew 陳皥軒 | RE | 1 | 07 April 2014 | 13 May 2015 |
CHAN Pui Yee Winnie | RO | 9 | 12 September 2017 | 14 April 2018 |
CHAN Pui Yee Winnie | RO | 4 | 12 September 2017 | 14 April 2018 |
CHAN Pui Yee Winnie | RO | 1 | 12 September 2017 | 14 April 2018 |
CHENG Ivan Kwok Lueng 鄭國良 | RO | 9 | 20 December 2013 | 06 August 2016 |
CHENG Ivan Kwok Lueng 鄭國良 | RE | 4 | 21 November 2013 | 06 August 2016 |
CHENG Ivan Kwok Lueng 鄭國良 | RE | 1 | 21 November 2013 | 06 August 2016 |
CHENG Ivan Kwok Lueng 鄭國良 | RE | 9 | 21 November 2013 | 20 December 2013 |
CHU Cheuk Hung 朱卓鴻 | RO | 9 | 07 January 2020 | 09 April 2020 |
CHU Cheuk Hung 朱卓鴻 | RO | 4 | 07 January 2020 | 09 April 2020 |
CHU Cheuk Hung 朱卓鴻 | RO | 1 | 07 January 2020 | 09 April 2020 |
CHU Cheuk Hung 朱卓鴻 | RE | 9 | 06 December 2019 | 07 January 2020 |
CHU Cheuk Hung 朱卓鴻 | RE | 1 | 06 December 2019 | 07 January 2020 |
CHUNG Kwan Ying 鍾羣英 | RE | 9 | 18 January 2013 | 14 May 2015 |
CHUNG Kwan Ying 鍾羣英 | RO | 1 | 22 July 2011 | 14 May 2015 |
CHUNG Kwan Ying 鍾羣英 | RO | 4 | 25 January 2005 | 14 May 2015 |
CHUNG Kwan Ying 鍾羣英 | RE | 4 | 01 April 2003 | 25 January 2005 |
FICHEUX Veronique Marcelle | RO | 9 | 13 January 2006 | 25 October 2010 |
FICHEUX Veronique Marcelle | RE | 4 | 21 March 2005 | 25 October 2010 |
FREI Shireen | RE | 4 | 26 June 2013 | 17 September 2013 |
FREI Shireen | RE | 1 | 26 June 2013 | 17 September 2013 |
FREI Shireen | RE | 9 | 26 June 2013 | 17 September 2013 |
GREGORY Paul Martin | RE | 9 | 15 June 2009 | 31 December 2009 |
GREGORY Paul Martin | RE | 4 | 15 June 2009 | 31 December 2009 |
HILDER Louise | RE | 9 | 15 October 2012 | 10 December 2012 |
HILDER Louise | RE | 4 | 15 October 2012 | 10 December 2012 |
HILDER Louise | RE | 1 | 15 October 2012 | 10 December 2012 |
HUCKLE Philippa Jane | RO | 1 | 22 July 2011 | 24 November 2022 |
HUCKLE Philippa Jane | RO | 9 | 13 January 2006 | |
HUCKLE Philippa Jane | RO | 4 | 01 April 2003 | |
KANJI Hanif | RE | 9 | 25 July 2006 | 30 November 2007 |
KANJI Hanif | RE | 4 | 25 July 2006 | 30 November 2007 |
KESCHINGER Nicole Louise | RO | 1 | 22 July 2011 | 01 January 2014 |
KESCHINGER Nicole Louise | RO | 9 | 22 October 2010 | 01 January 2014 |
KESCHINGER Nicole Louise | RE | 4 | 28 May 2008 | 01 January 2014 |
KESCHINGER Nicole Louise | RE | 9 | 28 May 2008 | 22 October 2010 |
LEUNG Pui Shan 梁佩珊 | RE | 9 | 16 October 2009 | 01 May 2010 |
LEUNG Pui Shan 梁佩珊 | RE | 4 | 16 October 2009 | 01 May 2010 |
LI Ming, Doris 李敏 | RO | 9 | 20 June 2019 | 30 January 2020 |
LI Ming, Doris 李敏 | RO | 4 | 20 June 2019 | 30 January 2020 |
LI Ming, Doris 李敏 | RO | 1 | 20 June 2019 | 30 January 2020 |
MA Sophia Shan 馬善卿 | RE | 9 | 19 November 2007 | 10 January 2008 |
MA Sophia Shan 馬善卿 | RE | 4 | 19 November 2007 | 10 January 2008 |
MOK Raymond 莫偉民 | RE | 9 | 01 June 2016 | 14 December 2017 |
MOK Raymond 莫偉民 | RE | 4 | 01 June 2016 | 14 December 2017 |
MOK Raymond 莫偉民 | RE | 1 | 01 June 2016 | 14 December 2017 |
SHANG Quanxi 尚泉汐 | RO | 9 | 30 June 2023 | |
SHANG Quanxi 尚泉汐 | RO | 4 | 30 June 2023 | |
SHANG Quanxi 尚泉汐 | RE | 9 | 28 June 2023 | 30 June 2023 |
SHANG Quanxi 尚泉汐 | RE | 4 | 28 June 2023 | 30 June 2023 |
TSE Raymond 謝禮文 | RO | 9 | 01 June 2018 | 21 June 2019 |
TSE Raymond 謝禮文 | RO | 4 | 01 June 2018 | 21 June 2019 |
TSE Raymond 謝禮文 | RO | 1 | 01 June 2018 | 21 June 2019 |
TSE Raymond 謝禮文 | RE | 9 | 25 May 2018 | 01 June 2018 |
TSE Raymond 謝禮文 | RE | 4 | 25 May 2018 | 01 June 2018 |
TSE Raymond 謝禮文 | RE | 1 | 25 May 2018 | 01 June 2018 |
YIP Ming Kwan 葉明君 | RO | 9 | 21 May 2020 | 23 April 2023 |
YIP Ming Kwan 葉明君 | RO | 4 | 21 May 2020 | 23 April 2023 |
YIP Ming Kwan 葉明君 | RO | 1 | 21 May 2020 | 24 November 2022 |
YIP Ming Kwan 葉明君 | RE | 9 | 12 May 2020 | 21 May 2020 |
YIP Ming Kwan 葉明君 | RE | 4 | 12 May 2020 | 21 May 2020 |
YU Kam Chiu William 余錦釗 | RE | 9 | 11 August 2016 | 17 April 2017 |
YU Kam Chiu William 余錦釗 | RE | 4 | 30 June 2016 | 17 April 2017 |
YU Kam Chiu William 余錦釗 | RE | 1 | 30 June 2016 | 17 April 2017 |