SFC Licences of LAW Chung Ming, Ivan 羅頌明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Win Securities Limited 贏證券有限公司 RO 1 03 April 2018
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 RO 2 03 April 2018
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 RO 1 03 April 2018
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 3 13 February 2017 30 September 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 13 February 2017 30 September 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 13 February 2017 30 September 2017
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RO 1 19 July 2016 12 February 2017
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RO 3 22 October 2013 12 February 2017
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 27 August 2013 12 February 2017
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 27 August 2013 19 July 2016
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 3 27 August 2013 22 October 2013
Haitong International Securities Company Limited 海通國際證券有限公司 RO 3 10 August 2011 03 August 2013
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 11 June 2007 03 August 2013
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 22 November 2006 03 August 2013
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 15 September 2006 10 August 2011