SFC Licences of CROSBIE-WALSH Gordon Michael

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Equities First Holdings Hong Kong Limited RO 1 21 October 2020
Equities First Holdings Hong Kong Limited RE 1 27 August 2020 21 October 2020
China Vered Securities Limited 中薇證券有限公司 RO 6 10 July 2020 11 August 2020
China Vered Securities Limited 中薇證券有限公司 RO 4 10 July 2020 11 August 2020
China Vered Securities Limited 中薇證券有限公司 RO 1 10 July 2020 11 August 2020
China Vered Securities Limited 中薇證券有限公司 RE 1 20 May 2020 10 July 2020
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 1 03 September 2019 23 April 2020
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RO 6 12 August 2015 07 December 2018
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RO 4 12 August 2015 07 December 2018
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RO 1 12 August 2015 07 December 2018
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 6 19 September 2013 12 August 2015
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 19 September 2013 12 August 2015
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 1 19 September 2013 12 August 2015
J.P. Morgan Securities (Far East) Limited RE 6 06 August 2010 26 June 2013
J.P. Morgan Securities (Far East) Limited RE 4 06 August 2010 26 June 2013
J.P. Morgan Securities (Far East) Limited RE 1 06 August 2010 26 June 2013
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 4 01 April 2003 31 July 2006
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 01 April 2003 31 July 2006
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 9 01 April 2003 08 January 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 01 April 2003 08 January 2004