SFC Licences of OGIWARA Yasuaki

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 RO 9 09 July 2015
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 RO 4 09 July 2015
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 RO 1 09 July 2015
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 RE 9 18 May 2015 09 July 2015
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 RE 4 18 May 2015 09 July 2015
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 RE 1 18 May 2015 09 July 2015
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RO 1 20 May 2013 15 April 2015
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RO 9 05 June 2012 15 April 2015
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RO 4 05 June 2012 15 April 2015